Solutions

Introduction to the background of the scheme

 In recent years, despite the rapid development of China's financial industry, disputes over financial management services have occurred frequently across the country. These disputes have exposed issues such as inadequate enforcement of internal control systems and inadequate employee management in some banking financial institutions ..

In view of this issue, the China Banking Regulatory Commission (CBRC) issued the "Notice on Strengthening Internal Control Management of Banking Financial Institutions to Effectively Prevent Operational Risks in Counter Business". All bank branches must implement synchronous audio and video monitoring during the sales process of high-risk wealth management products and all other consigned products (including insurance, public funds, securities firm asset management plans, trusts, private equity funds, etc.).

Requirements for audio and video recording system

1. A comprehensive audio and video recording mechanism exists, where the individuals being recorded have no control over whether the recording is taking place

2. Centralized management and monitoring ensure that unauthorized personnel have no access to audio and video recordings

3. You can view the audio and video recording status of any branch/sub-branch, as well as listen to and replay historical recordings, at any location across the country

4. Perfect user permission control: Ordinary administrators can only listen to and view their own records, but cannot download, convert, or perform other operations on them

5. When administrators view audio and video recordings, they cannot obtain the audio and video files by searching for temporary files

According to the system requirements, the following scheme components have been defined